SEC ISS Subpoena Action Puts Proxy Advisor Under Regulatory Scrutiny
TLDR: SEC ISS action seeks court enforcement after the firm declined to fully satisfy a July subpoena. The SEC says missing ISS re...
SEC Unveils “Regulation Crypto Assets” Proposal With New Offering Exemptions
TLDR: SEC proposes two registration exemptions for crypto offerings up to $5M and $75M annually. Conditional safe harbor lets tok...